WHO SHOULD ATTEND? 

This session is ideal for anyone who needs a better understanding of a strong CMS, including new compliance officers, as well as those working in compliance, risk, auditing, and management.

WHAT YOU WILL LEARN 

• A review of the basic requirements of a CMS and tailoring them to your financial institution

• How changing regulatory requirements pose a risk if not tracked and managed properly

• Breaking down institutional silos to build and maintain a better CMS

• Reviewing, testing, and monitoring operations to ensure requirements are working as intended

• Training business units

• Correcting and preventing consumer harm