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Risk Assessment and Enterprise Risk Management Virtual Live Workshop
February 13, 2025
Program Overview
Understanding Risk: Mastering Strategies for Effective Management
In the dynamic world of banking, managing risk is crucial to safeguarding assets, maintaining regulatory compliance, and ensuring long-term success. This half-day virtual workshop on Risk Assessments and Enterprise Risk Management (ERM) is designed to equip your bank with the essential knowledge and skills to effectively identify, assess, and manage risks within your organization.
What You Will Learn
- Learn the five steps of a risk assessment,
- Understand the fundamentals of Risk Assessment and Enterprise Risk Management,
- Identify various types of risks and their potential impact on the organization,
- Implement effective risk assessment techniques and tools,
- Develop and apply risk management strategies to mitigate identified risks,
- Comprehend regulatory requirements and best practices in risk management,
- Walk through what the board needs and wants to know about risk assessments,
- And MORE!
Date & Time
February 13, 2025
8:50AM Zoom Sign In | 9:00AM Webinar Start | 12:00PM Webinar Concludes
Who Should Attend?
Risk Managers, Compliance Staff & Officers, Internal Auditors
Continuing Education
3.75 Professional CE Credits
Agenda
Speakers
| Name | Organization | Speaking At |
|---|---|---|
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Dianne Barton
<p>Dianne Barton is Founder & President of Performance Solutions, Inc. (PSI), a banking training and consulting firm she established in 1982. Over more than four decades, PSI has provided a wide range of “real-world” solutions in strengthening performance, leadership, and regulatory adherence to banks and banking associations.</p><p>As regulatory expectations intensified, PSI intentionally narrowed its focus. In 2023, PSI formed an Alliance Partnership with Christie Drexler of Drexler Consulting to provide PSI training in Leadership, Retail Operations, and Lending — ensuring these foundational areas continue to be served while PSI maintains its primary emphasis on regulatory and compliance.</p><p>Today, the firm focuses exclusively on regulatory and compliance training and consulting, helping financial institutions meet regulatory requirements with clarity, discipline, and practical application in an ever-changing environment.</p><p>Before founding PSI, Dianne built her experience as a banker, third-party provider, trainer, and consultant — the perspective that continues to shape her practical understanding of how regulatory expectations intersect with day-to-day banking operations. With a foundation in Adult Education, Dianne approaches regulatory training with a focus on clarity, application, and real-world understanding.</p><p>Under her leadership, PSI was among the first bank training firms to successfully pioneer live virtual programming during the pandemic, ensuring uninterrupted regulatory education during a period of rapid change.</p><p>With over 40+ years of banking experience, Dianne is widely recognized for delivering “real world solutions” that connect regulatory requirements to everyday operations. She is a dedicated advocate for mentoring and actively paying it forward, committed to transforming compliance beyond the regulations into “real-world” understanding that strengthens both professionals and banking institutions.<br> </p>
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Performance Solutions, Inc. | - |
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Kristin Harville
<p>Facilitator: Kristin Harville, JM, CRCM, CAFP, CFCI, CBAP</p><p>Kristin is the Senior Vice President and Chief Operations Officer at Performance Solutions, Inc., where she is dedicated to helping financial institutions build strong, sustainable compliance cultures that go beyond simply “checking the box.”</p><p>A seasoned compliance professional with an extensive background as a banker, examiner, and consultant, Kristin brings a real-world perspective that connects regulatory requirements to everyday operations. She believes that true compliance begins with understanding the “why” behind each regulation — connecting purpose to practice. Empowering professionals to see compliance not as a burden, but as a tool for strengthening organizational integrity and performance.</p><p>Before joining Performance Solutions, Inc. (PSI), Kristin led the compliance team for a $2.7 billion financial institution, overseeing key areas including BSA, Compliance Management Systems, Internal Audit, Technology Implementation, and Enterprise Risk Management. Her leadership focused on aligning compliance strategy with operational success and business growth.</p><p>Kristin holds a Juris Master’s Degree in Law with a concentration in Financial Regulation, along with multiple professional certifications, including:<br>• Certified Regulatory Vendor Program Manager<br>• Certified AML and Fraud Professional (CAFP)<br>• Certified Regulatory Compliance Manager (CRCM)<br>• Certified Bank Secrecy Act Professional<br>• Banking Certificate – Barret School of Banking</p><p>Known for her engaging and approachable teaching style, Kristin makes compliance relatable and relevant, helping professionals understand not just what to do, but why it matters.<br> </p>
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Performance Solutions, Inc. | - |